Broker Definitions A - N

Learn the language and terminology around brokers by browsing Investopedia's expert-written library of definitions

Brokerage Firm
Understanding Brokerages: Types, Revenue, and How They Work
Buttonwood Agreement: What it is, History, Signers
Scrap Mountain. Rough scrap, cubed metal and metal swarf ready for loading onto a bulk carrier at Liverpool Alexandra Branch Dock, Liverpool, 19.03.11.
COMEX: Metals Trading, Market History & Key Futures Explained
Investor analyzing stock market investments with financial dashboard, business intelligence (BI), and key performance indicators (KPI) on smartphone and computer screens
Dealer Market: Definition, Example, Vs. Broker or Auction Market
A midsection of businessman using technologies in office with data and charts.
Daily Average Revenue Trades (DARTs): Meaning, Types
financial advisor speaking with couple
Clearing Brokers Explained: Definition, Roles, and Comparison to Prime Brokers
Financial advisor having a meeting with clients
Full-Service Broker: Overview, Pros and Cons, FAQ
New York Board of Trade (NYBOT): Meaning, How it Works, Example
A cropped hand of businessman using laptop on desk in office.
Continuous Net Settlement (CNS): Overview, Advantages, Example
FINRA Brokercheck: What It Means, How It Works
A man examining graphs at a computer
Executing Broker: What it is, How it Works, FAQs
Close-Up Of Hand Using Mobile Phone
Institutional Brokers' Estimate System (IBES): A Guide for Investors
Legal & Contract Signature
Best Execution Rule: What it is, Requirements and FAQ
A man on a telephone staring at a piggy bank
Call Money Rate: What It Is, How It Works, Examples
Markdown: What it is, How it Works, Special Considerations
cross in clouds
Cross: What it is, How it Works, and Types
A scale with short and long.
What Is Liquidation Margin? How It Used in Margin Trade and Types
Cancellation: What It is, How It Works, Example
USA, New York, New York City, Traders at Trading Desk
Execution-Only: What It Is, How It Works
Associated Person: What It Is, How It Works
floor brokers gesturing on a trading floor
Floor Broker: What It Is, How It Works, FAQs
Man looking at market data on a smartphone and a laptop screen
House Call: What it Means, How it Works, FAQs
Business Man Hands Using Laptop With Abstract Business Chart
Fee-Based Investment: What it is, How it Works, Example
Broker's Call: What It is, How It Works, Example
Investor Checking Performance of Financial Portfolio Online Whilst Reviewing Investment Statement
Instinet: What It Means, How It Works, FAQs
Agency Broker: What It Means, How It Works, Example
Financial advisor having a meeting with clients
Agency Cross: What it Means, How it Works, Example
Direct-Access Broker: What It Means, How It Works, Example
Image of businesspeople’s hands with ballpoint pens, writing on papers while planning work
Contra Broker: What it Means, How it Works, Example
A stock trader reviews financial data on several computer monitors.
Carrying Broker: What It Is, How It Works, Benefits
Deposit Broker: What It is, How It Works
Colleagues Working Together in Server Control Room
Blocked Period: What It Means, How It Works, Example
Photo of hands using a calculator on a desk with financial graphs and a laptop
Bucket: What it Means, How it Works, Example
Full Frame Shot of Paper Currency
Excess Margin: What It Is, How It Works, Example
Bucket Shop: What It Is, How It Works, Example
A woman looking at a statement on her chair in a home office
Itemized Statement: Meaning, Benefits, Example