Block Trade/ECRP Participants

In order to assist those market participants that wish to consider entering into Block Trade or Exchange of Contract for Related Position (“ECRP”) transactions in Cboe Futures Exchange, LLC (“CFE”) products, CFE has assembled a list of CFE Trading Privilege Holders (“TPHs”) and entities of Authorized Reporters for TPHs that have expressed interest in being contacted as a potential contra party to Block Trades and ECRP transactions in CFE products, as an agent for the execution of Block Trades and ECRP transactions in CFE products, and/or as an Authorized Reporter for one or more potential contra parties to Block Trades and ECRP transactions in CFE products (collectively, “Participants”).

This list is provided solely for informational purposes and not as an endorsement of the Participants listed. No significance should be attached to a Participant’s inclusion or omission. The list may not be exhaustive since the list only includes those Participants that have requested to be included on the list. In connection with compiling this list, CFE has not investigated the background or disciplinary history of any of the Participants or their associated individuals listed or whether or not they have any required registration status necessary to perform these functions.

Any TPH or Authorized Reporter that would like to be included on this list or to have its listing revised or removed should complete this Block Trade/ECRP Participant Consent Form (Form)

Contact Information

Cboe Volatility Index Futures (VX)Block TradesECRP Transactions
J. P. Morgan Securities LLC
Daniel Kwon
J. P. Morgan Securities LLC
Oliver G. Hall
J. P. Morgan Securities LLC
Marco Boesebeck
Morgan Stanley
Nicklas Volbi
Morgan Stanley
Sid Pai
X-Change Financial Access (XFA)
Paul Martinez
X-Change Financial Access (XFA)
John O’Grady
Mini Cboe Volatility Index Futures (VXM)Block TradesECRP Transactions
J. P. Morgan Securities LLC
Daniel Kwon
J. P. Morgan Securities LLC
Oliver G. Hall
J. P. Morgan Securities LLC
Marco Boesebeck
X-Change Financial Access (XFA)
Paul Martinez
X-Change Financial Access (XFA)
John O’Grady
Options on VX Futures (UX)Block TradesECRP Transactions
J. P. Morgan Securities LLC
Daniel Kwon
J. P. Morgan Securities LLC
Oliver G. Hall
J. P. Morgan Securities LLC
Marco Boesebeck
IMC Financial Markets
Eric Balchut
IMC Financial Markets
Jacob Cavner
X-Change Financial Access (XFA)
Paul Martinez
X-Change Financial Access (XFA)
John O’Grady
Cboe S&P 500 Variance Futures (VA)Block TradesECRP Transactions
J. P. Morgan Securities LLC
Daniel Kwon
J. P. Morgan Securities LLC
Oliver G. Hall
J. P. Morgan Securities LLC
Marco Boesebeck
Morgan Stanley
Nicklas Volbi
Morgan Stanley
Sid Pai
IMC Financial Markets
Eric Balchut
IMC Financial Markets
Jacob Cavner
DRW Securities
Benjamin Shepherd
DRW Securities
Bob Walsh
X-Change Financial Access (XFA)
Paul Martinez
X-Change Financial Access (XFA)
John O’Grady
Akuna Securities LLC
Nathan Ouyang
Cboe® iBoxx® iShares®$ High Yield Corporate Bond Index Futures (IBHY)Block TradesECRP Transactions
Goldman Sachs & Co. LLC
Antony Harden
J. P. Morgan Securities LLC
Daniel Kwon
J. P. Morgan Securities LLC
Oliver G. Hall
J. P. Morgan Securities LLC
Marco Boesebeck
X-Change Financial Access (XFA)
Paul Martinez
X-Change Financial Access (XFA)
John O’Grady
Cboe® iBoxx® iShares®$ Investment Grade Corporate Bond Index Futures (IBIG)Block TradesECRP Transactions
Goldman Sachs & Co. LLC
Antony Harden
J. P. Morgan Securities LLC
Daniel Kwon
J. P. Morgan Securities LLC
Oliver G. Hall
J. P. Morgan Securities LLC
Marco Boesebeck
X-Change Financial Access (XFA)
Paul Martinez
X-Change Financial Access (XFA)
John O’Grady
Options on Cboe® iBoxx® iShares®$ High Yield Corporate Bond Index Futures (IBYO)Block TradesECRP Transactions
J. P. Morgan Securities LLC
Daniel Kwon
J. P. Morgan Securities LLC
Oliver G. Hall
J. P. Morgan Securities LLC
Marco Boesebeck
X-Change Financial Access (XFA)
Paul Martinez
X-Change Financial Access (XFA)
John O’Grady
Options on Cboe® iBoxx® iShares® $ Investment Grade Corporate Bond Index Futures (IBGO)Block TradesECRP Transactions
J. P. Morgan Securities LLC
Daniel Kwon
J. P. Morgan Securities LLC
Oliver G. Hall
J. P. Morgan Securities LLC
Marco Boesebeck
X-Change Financial Access (XFA)
Paul Martinez
X-Change Financial Access (XFA)
John O’Grady
Cboe® iBoxx® Emerging Market Bond Index Futures (IEMD)Block TradesECRP Transactions
Goldman Sachs & Co. LLC
Antony Harden
J. P. Morgan Securities LLC
Daniel Kwon
J. P. Morgan Securities LLC
Oliver G. Hall
J. P. Morgan Securities LLC
Marco Boesebeck
X-Change Financial Access (XFA)
Paul Martinez
X-Change Financial Access (XFA)
John O’Grady

Background Information

Any non-TPH must utilize a TPH to execute a Block Trade or ECRP transaction as agent on behalf of that non-TPH just as a non-TPH would need to use a TPH to execute an order though CFE’s trading system. In order for a TPH to act as agent for a non-TPH, that TPH would need to have any required registration or qualification to perform that function.

TPHs need to utilize Authorized Reporters to report Block Trades and ECRP transactions to CFE. Any individual that is pre-authorized by a CFE Clearing Member can register as an Authorized Reporter to report Block Trades and ECRP transactions on behalf of the TPH by completing the applicable Block Trade/ECRP Authorized Reporter Registration and Guarantee Form found here.

See CFE Rules 414 and 415 of the CFE Rulebook for more information regarding Block Trade and ECRP transaction requirements, including Authorized Reporter requirements.