Nonoverlapping Magisteria
by Stephen Jay Gould


ncongruous places often inspire anomalous stories. In early
1984, I spent several nights at the Vatican housed in a hotel built for
itinerant priests. While pondering over such puzzling issues as the intended
function of the bidets in each bathroom, and hungering for something other
than plum jam on my breakfast rolls (why did the basket only contain hundreds
of identical plum packets and not a one of, say, strawberry?), I encountered
yet another among the innumerable issues of contrasting cultures that can
make life so interesting. Our crowd (present in Rome for a meeting on nuclear
winter sponsored by the Pontifical Academy of Sciences) shared the hotel
with a group of French and Italian Jesuit priests who were also professional
scientists.
At lunch, the priests called me over to their table to
pose a problem that had been troubling them. What, they wanted to know, was
going on in America with all this talk about "scientific creationism"? One
asked me: "Is evolution really in some kind of trouble. and if so, what
could such trouble be? I have always been taught that no doctrinal conflict
exists between evolution and Catholic faith, and the evidence for evolution
seems both entirely satisfactory and utterly overwhelming. Have I missed
something?"
A lively pastiche of French, Italian, and English
conversation then ensued for half an hour or so, but the priests all seemed
reassured by my general answer: Evolution has encountered no intellectual
trouble; no new arguments have been offered. Creationism is a homegrown
phenomenon of American sociocultural historya splinter movement
(unfortunately rather more of a beam these days) of Protestant
fundamentalists who believe that every word of the Bible must be literally
true, whatever such a claim might mean. We all left satisfied, but I
certainly felt bemused by the anomaly of my role as a Jewish agnostic,
trying to reassure a group of Catholic priests that evolution remained both
true and entirely consistent with religious belief.
Another story in the same mold: I am often asked whether I
ever encounter creationism as a live issue among my Harvard undergraduate
students. I reply that only once, in nearly thirty years of teaching, did I
experience such an incident. A very sincere and serious freshman student
came to my office hours with the following question that had clearly been
troubling him deeply: "I am a devout Christian and have never had any reason
to doubt evolution, an idea that seems both exciting and particularly well
documented. But my roommate, a proselytizing Evangelical, has been insisting
with enormous vigor that I cannot be both a real Christian and an
evolutionist. So tell me, can a person believe both in God and evolution?"
Again, I gulped hard, did my intellectual duty, and reassured him that
evolution was both true and entirely compatible with Christian beliefa
position I hold sincerely, but still an odd situation for a Jewish
agnostic.
These two stories illustrate a cardinal point, frequently
unrecognized but absolutely central to any understanding of the status and
impact of the politically potent, fundamentalist doctrine known by its
self-proclaimed oxymoron as "scientitic creationism"the claim that the
Bible is literally true, that all organisms were created during six days of
twenty-four hours, that the earth is only a few thousand years old, and that
evolution must therefore be false. Creationism does not pit science against
religion (as my opening stories indicate), for no such conflict exists.
Creationism does not raise any unsettled intellectual issues about the
nature of biology or the history of life. Creationism is a local and
parochial movement, powerful only in the United States among Western
nations, and prevalent only among the few sectors of American Protestantism
that choose to read the Bible as an inerrant document, literally true in
every jot and tittle.
I do not doubt that one could find an occasional nun who
would prefer to teach creationism in her parochial school biology class or
an occasional orthodox rabbi who does the same in his yeshiva, but
creationism based on biblical literalism makes little sense in either
Catholicism or Judaism for neither religion maintains any extensive
tradition for reading the Bible as literal truth rather than illuminating
literature, based partly on metaphor and allegory (essential components of
all good writing) and demanding interpretation for proper understanding.
Most Protestant groups, of course, take the same positionthe
fundamentalist fringe notwithstanding.
The position that I have just outlined by personal
stories and general statements represents the standard attitude of all
major Western religions (and of Western science) today. (I cannot, through
ignorance, speak of Eastern religions, although I suspect that the same
position would prevail in most cases.) The lack of conflict between
science and religion arises from a lack of overlap between their
respective domains of professional expertisescience in the empirical
constitution of the universe, and religion in the search for proper
ethical values and the spiritual meaning of our lives. The attainment of
wisdom in a full life requires extensive attention to both domainsfor
a great book tells us that the truth can make us free and that we will
live in optimal harmony with our fellows when we learn to do justly, love
mercy, and walk humbly.
In the context of this standard position, I was
enormously puzzled by a statement issued by Pope John Paul II on October
22, 1996, to the Pontifical Academy of Sciences, the same body that had
sponsored my earlier trip to the Vatican. In this document, entitled
"Truth Cannot Contradict Truth," the pope defended both the evidence for
evolution and the consistency of the theory with Catholic religious
doctrine. Newspapers throughout the world responded with frontpage
headlines, as in the New York Times for October 25:
"Pope Bolsters Church's Support for
Scientific View of Evolution."
Now I know about "slow news days" and I do admit that
nothing else was strongly competing for headlines at that particular
moment. (The Times could muster nothing more exciting for a lead
story than Ross Perot's refusal to take Bob Dole's advice and quit the
presidential race.) Still, I couldn't help feeling immensely puzzled by
all the attention paid to the pope's statement (while being wryly pleased,
of course, for we need all the good press we can get, especially from
respected outside sources). The Catholic Church had never opposed
evolution and had no reason to do so. Why had the pope issued such a
statement at all? And why had the press responded with an orgy of
worldwide, front-page coverage?
I could only conclude at first, and wrongly as I soon
learned, that journalists throughout the world must deeply misunderstand
the relationship between science and religion, and must therefore be
elevating a minor papal comment to unwarranted notice. Perhaps most people
really do think that a war exists between science and religion, and that
(to cite a particularly newsworthy case) evolution must be intrinsically
opposed to Christianity. In such a context, a papal admission of
evolution's legitimate status might be regarded as major news
indeeda sort of modern equivalent for a story that never happened,
but would have made the biggest journalistic splash of 1640: Pope Urban
VIII releases his most famous prisoner from house arrest and humbly
apologizes, "Sorry, Signor Galileo
the sun, er, is central."
But I then discovered that the prominent coverage of
papal satisfaction with evolution had not been an error of non-Catholic
Anglophone journalists. The Vatican itself had issued the statement as a
major news release. And Italian newspapers had featured, if anything, even
bigger headlines and longer stories. The conservative Il Giornale, for
example, shouted from its masthead: "Pope Says We May Descend from
Monkeys."
Clearly, I was out to lunch. Something novel or surprising
must lurk within the papal statement but what could it be?especially
given the accuracy of my primary impression (as I later verified) that the
Catholic Church values scientific study, views science as no threat to
religion in general or Catholic doctrine in particular, and has long
accepted both the legitimacy of evolution as a field of study and the
potential harmony of evolutionary conclusions with Catholic faith.
As a former constituent of Tip O'Neill's, I certainly
know that "all politics is local"and that the Vatican undoubtedly has
its own internal reasons, quite opaque to me, for announcing papal support of
evolution in a major statement. Still, I knew that I was missing some
important key, and I felt frustrated. I then remembered the primary rule of
intellectual life: when puzzled, it never hurts to read the primary
documentsa rather simple and self-evident principle that has,
nonetheless, completely disappeared from large sectors of the American
experience.
I knew that Pope
Pius XII (not one of my favorite figures in twentieth-century history, to
say the least) had made the primary statement in a 1950 encyclical entitled
Humani Generis. I knew
the main thrust of his message: Catholics could believe whatever science
determined about the evolution of the human body, so long as they accepted
that, at some time of his choosing, God had infused the soul into such a
creature. I also knew that I had no problem with this statement, for whatever
my private beliefs about souls, science cannot touch such a subject and
therefore cannot be threatened by any theological position on such a
legitimately and intrinsically religious issue. Pope Pius XII, in other
words, had properly acknowledged and respected the separate domains of
science and theology. Thus, I found myself in total agreement with Humani
Generisbut I had never read the document in full (not much of an
impediment to stating an opinion these days).
I quickly got the relevant writings from, of all places,
the Internet. (The pope is prominently on-line, but a Luddite like me is not.
So I got a computer-literate associate to dredge up the documents. I do love
the fracture of stereotypes implied by finding religion so hep and a
scientist so square.) Having now read in full both Pope Pius's Humani Generis
of 1950 and Pope John Paul's proclamation of October 1996, I finally
understand why the recent statement seems so new, revealing, and worthy of
all those headlines. And the message could not be more welcome for
evolutionists and friends of both science and religion.
The text of Humani Generis focuses on the magisterium (or
teaching authority) of the Churcha word derived not from any concept of
majesty or awe but from the different notion of teaching, for magister is
Latin for "teacher." We may, I think, adopt this word and concept to express
the central point of this essay and the principled resolution of supposed
"conflict" or "warfare" between science and religion. No such conflict should
exist because each subject has a legitimate magisterium, or domain of
teaching authorityand these magisteria do not overlap (the principle
that I would like to designate as NOMA, or "nonoverlapping magisteria").
The net of science covers the empirical universe: what
is it made of (fact) and why does it work this way (theory). The net of
religion extends over questions of moral meaning and value. These two
magisteria do not overlap, nor do they encompass all inquiry (consider, for
starters, the magisterium of art and the meaning of beauty). To cite the
arch cliches, we get the age of rocks, and religion retains the rock of ages;
we study how the heavens go, and they determine how to go to heaven.
This resolution might remain all neat and clean if the
nonoverlapping magisteria (NOMA) of science and religion were separated by
an extensive no man's land. But, in fact, the two magisteria bump right up
against each other, interdigitating in wondrously complex ways along their
joint border. Many of our deepest questions call upon aspects of both for
different parts of a full answerand the sorting of legitimate domains
can become quite complex and difficult. To cite just two broad questions
involving both evolutionary facts and moral arguments: Since evolution made
us the only earthly creatures with advanced consciousness, what
responsibilities are so entailed for our relations with other species? What
do our genealogical ties with other organisms imply about the meaning of
human life?
Pius XII's Humani Generis is a highly traditionalist
document by a deeply conservative man forced to face all the "isms" and
cynicisms that rode the wake of World War II and informed the struggle to
rebuild human decency from the ashes of the Holocaust. The encyclical,
subtitled "Concerning some false opinions which threaten to undermine the
foundations of Catholic doctrine" begins with a statement of
embattlement:
Disagreement and error among men on moral
and religious matters have always been a cause of profound sorrow to all
good men, but above all to the true and loyal sons of the Church,
especially today, when we see the principles of Christian culture being
attacked on all sides.
Pius lashes out, in turn, at various external enemies of
the Church: pantheism, existentialism, dialectical materialism, historicism.
and of course and preeminently, communism. He then notes with sadness that
some well-meaning folks within the Church have fallen into a dangerous
relativism"a theological pacifism and egalitarianism, in which all
points of view become equally valid"in order to include people of
wavering faith who yearn for the embrace of Christian religion but do not
wish to accept the particularly Catholic magisterium.
What is this world coming to when these noxious novelties
can so discombobulate a revealed and established order? Speaking as a
conservative's conservative, Pius laments:
Novelties of this kind have already borne
their deadly fruit in almost all branches of theology.
Some question
whether angels are personal beings, and whether matter and spirit differ
essentially.
Some even say that the doctrine of Transubstantiation,
based on an antiquated philosophic notion of substance, should be so
modified that the Real Presence of Christ in the Holy Eucharist be reduced
to a kind of symbolism.
Pius first mentions evolution to decry a misuse by
overextension often promulgated by zealous supporters of the anathematized
"isms":
Some imprudently and indiscreetly hold that
evolution
explains the origin of all things.
Communists gladly
subscribe to this opinion so that, when the souls of men have been deprived
of every idea of a personal God, they may the more efficaciously defend and
propagate their dialectical materialism.
Pius's major statement on evolution occurs near the end
of the encyclical in paragraphs 35 through 37. He accepts the standard model
of NOMA and begins by acknowledging that evolution lies in a difficult area
where the domains press hard against each other. "It remains for US now to
speak about those questions which. although they pertain to the positive
sciences, are nevertheless more or less connected with the truths of the
Christian faith." [Interestingly, the main thrust of these paragraphs does
not address evolution in general but lies in refuting a doctrine that Pius
calls "polygenism," or the notion of human ancestry from multiple
parentsfor he regards such an idea as incompatible with the doctrine of
original sin, "which proceeds from a sin actually committed by an individual
Adam and which, through generation, is passed on to all and is in everyone as
his own." In this one instance, Pius may be transgressing the NOMA
principlebut I cannot judge, for I do not understand the details of
Catholic theology and therefore do not know how symbolically such a statement
may be read. If Pius is arguing that we cannot entertain a theory about
derivation of all modern humans from an ancestral population rather than
through an ancestral individual (a potential fact) because such an idea would
question the doctrine of original sin (a theological construct), then I would
declare him out of line for letting the magisterium of religion dictate a
conclusion within the magisterium of science.]
Pius then writes the well-known words that permit
Catholics to entertain the evolution of the human body (a factual issue under
the magisterium of science), so long as they accept the divine Creation and
infusion of the soul (a theological notion under the magisterium of
religion):
The Teaching Authority of the Church does not
forbid that, in conformity with the present state of human sciences and
sacred theology, research and discussions, on the part of men experienced in
both fields, take place with regard to the doctrine of evolution, in as far
as it inquires into the origin of the human body as coming from pre-existent
and living matterfor the Catholic faith obliges us to hold that souls
are immediately created by God.
I had, up to here, found nothing surprising in
Humani Generis, and nothing to relieve my puzzlement about the
novelty of Pope John Paul's recent
statement. But I read further and realized that Pope Pius had said more
about evolution, something I had never seen quoted, and that made John Paul's
statement most interesting indeed. In short, Pius forcefully proclaimed that
while evolution may be legitimate in principle, the theory, in fact, had not
been proven and might well be entirely wrong. One gets the strong impression,
moreover, that Pius was rooting pretty hard for a verdict of falsity.
Continuing directly from the last quotation, Pius advises us about the proper
study of evolution:
However, this must be done in such a way that
the reasons for both opinions, that is, those favorable and those unfavorable
to evolution, be weighed and judged with the necessary seriousness,
moderation and measure.
Some, however, rashly transgress this liberty
of discussion, when they act as if the origin of the human body from
pre-existing and living matter were already completely certain and proved by
the facts which have been discovered up to now and by reasoning on those
facts, and as if there were nothing in the sources of divine revelation which
demands the greatest moderation and caution in this question.
To summarize, Pius generally accepts the NOMA principle of
nonoverlapping magisteria in permitting Catholics to entertain the hypothesis
of evolution for the human body so long as they accept the divine infusion of
the soul. But he then offers some (holy) fatherly advice to scientists about
the status of evolution as a scientific concept: the idea is not yet proven,
and you all need to be especially cautious because evolution raises many
troubling issues right on the border of my magisterium. One may read this
second theme in two different ways: either as a gratuitous incursion into a
different magisterium or as a helpful perspective from an intelligent and
concerned outsider. As a man of good will, and in the interest of
conciliation, I am happy to embrace the latter reading.
In any case, this rarely quoted second claim (that
evolution remains both unproven and a bit dangerous)and not the
familiar first argument for the NOMA principle (that Catholics may accept
the evolution of the body so long as they embrace the creation of the
soul)defines the novelty and the interest of John Paul's recent
statement.
John Paul begins by summarizing Pius's older encyclical
of 195O, and particularly by reaffirming the NOMA principlenothing
new here, and no cause for extended publicity:
In his encyclical Humani Generis (1950),
my predecessor Pius XII had already stated that there was no opposition
between evolution and the doctrine of the faith about man and his
vocation.
To emphasize the power of NOMA, John Paul poses a
potential problem and a sound resolution: How can we reconcile science's
claim for physical continuity in human evolution with Catholicism's
insistence that the soul must enter at a moment of divine infusion:
With man, then, we find ourselves in
the presence of an ontological difference, an ontological leap, one could
say However, does not the posing of such ontological discontinuity run
counter to that physical continuity which seems to be the main thread of
research into evolution in the field of physics and chemistry?
Consideration of the method used in the various branches of knowledge
makes it possible to reconcile two points of view which would seem
irreconcilable. The sciences of observation describe and measure the
multiple manifestations of life with increasing precision and correlate
them with the time line. The moment of transition to the spiritual
cannot be the object of this kind of observation.
The novelty and news value of John Paul's statement
lies, rather, in his profound revision of Pius's second and rarely
quoted claim that evolution, while conceivable in principle and
reconcilable with religion, can cite little persuasive evidence, and
may well be false. John Paulstates and I can only say amen, and
thanks for noticingthat the half century between Pius's
surveying the ruins of World War II and his own pontificate heralding
the dawn of a new millennium has witnessed such a growth of data, and
such a refinement of theory, that evolution can no longer be doubted
by people of good will:
Pius XII added . . . that this opinion
[evolution] should not be adopted as though it were a certain, proven
doctrine. . . . Today, almost half a century after the publication of the
encyclical, new knowledge has led to the recognition of more than one
hypothesis in the theory of evolution. It is indeed remarkable that this
theory has been progressively accepted by researchers, following a series
of discoveries in various fields of knowledge. The convergence, neither
sought nor fabricated, of the results of work that was conducted
independently is in itself a significant argument in favor of the
theory.
In conclusion. Pius had grudgingly admitted evolution as
a legitimate hypothesis that he regarded as only tentatively supported and
potentially (as I suspect he hoped) untrue. John Paul, nearly fifty years
later, reaffirms the legitimacy of evolution under the NOMA principleno
news herebut then adds that additional data and theory have placed the
factuality of evolution beyond reasonable doubt. Sincere Christians must now
accept evolution not merely as a plausible possibility but also as an
effectively proven fact. In other words, official Catholic opinion on
evolution has moved from "say it ain't so, but we can deal with it if we have
to" (Pius's grudging view of 1950) to John Paul's entirely welcoming "it has
been proven true; we always celebrate nature's factuality, and we look
forward to interesting discussions of theological implications." I happily
endorse this turn of events as gospelliterally "good news." I may
represent the magisterium of science, but I welcome the support of a primary
leader from the other major magisterium of our complex lives. And I recall
the wisdom of King Solomon: "As cold waters to a thirsty soul, so is good
news from a far country (Prov. 25:25).
Just as religion must bear the cross of its hard-liners.
I have some scientific colleagues, including a few prominent enough to wield
influence by their writings, who view this rapprochement of the separate
magisteria with dismay. To colleagues like meagnostic scientists who
welcome and celebrate thc rapprochement, especially the pope's latest
statementthey say: "C'mon, be honest; you know that religion is
addle-pated, superstitious, old-fashioned b.s.; you're only making those
welcoming noises because religion is so powerful, and we need to be
diplomatic in order to assure public support and funding for science." I do
not think that this attitude is common among scientists, but such a position
fills me with dismayand I therefore end this essay with a personal
statement about religion, as a testimony to what I regard as a virtual
consensus among thoughtful scientists (who support the NOMA principle as
firmly as the pope does).
I am not, personally, a believer or a religious man in
any sense of institutional commitment or practice. But I have enormous
respect for religion, and the subject has always fascinated me, beyond
almost all others (with a few exceptions, like evolution, paleontology,
and baseball). Much of this fascination lies in the historical paradox that
throughout Western history organized religion has fostered both the most
unspeakable horrors and the most heart-rending examples of human goodness
in the face of personal danger. (The evil, I believe, lies in the
occasional confluence of religion with secular power. The Catholic Church
has sponsored its share of horrors, from Inquisitions to
liquidationsbut only because this institution held such secular
power during so much of Western history. When my folks held similar power
more briefly in Old Testament times, they committed just as many atrocities
with many of the same rationales.)
I believe, with all my heart, in a respectful, even
loving concordat between our magisteriathe NOMA solution. NOMA
represents a principled position on moral and intellectua] grounds, not a
mere diplomatic stance. NOMA also cuts both ways. If religion can no longer
dictate the nature of factual conclusions properly under the magisterium
of science, then scientists cannot claim higher insight into moral truth
from any superior knowledge of the world's empirical constitution. This
mutual humility has important practical consequences in a world of such
diverse passions.
Religion is too important to too many people for any
dismissal or denigration of the comfort still sought by many folks from
theology. I may, for example, privately suspect that papal insistence on
divine infusion of the soul represents a sop to our fears, a device for
maintaining a belief in human superiority within an evolutionary world
offering no privileged position to any creature. But I also know that souls
represent a subject outside the magisterium of science. My world cannot
prove or disprove such a notion, and the concept of souls cannot threaten
or impact my domain. Moreover, while I cannot personally accept the
Catholic view of souls, I surely honor the metaphorical value of such a
concept both for grounding moral discussion and for expressing what we
most value about human potentiality: our decency, care, and all the ethical
and intellectual struggles that the evolution of consciousness imposed
upon us.
As a moral position (and therefore not as a deduction
from my knowledge of nature's factuality), I prefer the "cold bath" theory
that nature can be truly "cruel" and "indifferent"in the utterly
inappropriate terms of our ethical discoursebecause nature was not
constructed as our eventual abode, didn't know we were coming (we are,
after all, interlopers of the latest geological microsecond), and doesn't
give a damn about us (speaking metaphorically). I regard such a position
as liberating, not depressing, because we then become free to conduct
moral discourseand nothing could be more importantin our own
terms, spared from the delusion that we might read moral truth passively
from nature's factuality.
But I recognize that such a position frightens many
people, and that a more spiritual view of nature retains broad appeal
(acknowledging the factuality of evolution and other phenomena, but still
seeking some intrinsic meaning in human terms, and from the magisterium
of religion). I do appreciate, for example, the struggles of a man who
wrote to the New York Times on November 3, 1996, to state both his
pain and his endorsement ofJohn Paul's statement:
Pope John Paul II's acceptance of evolution
touches the doubt in my heart. The problem of pain and suffering in a
world created by a God who is all love and light is hard enough to bear,
even if one is a creationist. But at least a creationist can say that the
original creation, coming from the hand of God was good, harmonious,
innocent and gentle. What can one say about evolution, even a spiritual
theory of evolution? Pain and suffering, mindless cruelty and terror are
its means of creation. Evolution's engine is the grinding of predatory
teeth upon the screaming, living flesh and bones of prey.
If
evolution be true, my faith has rougher seas to sail.
I don't agree with this man, but we could have a
wonderful argument. I would push the "cold bath" theory: he would
(presumably) advocate the theme of inherent spiritual meaning in nature,
however opaque the signal. But we would both be enlightened and filled
with better understanding of these deep and ultimately unanswerable
issues. Here, I believe, lies the greatest strength and necessity of
NOMA, the nonoverlapping magisteria of science and religion. NOMA
permitsindeed enjoinsthe prospect of respectful discourse,
of constant input from both magisteria toward the common goal of
wisdom. If human beings are anything special, we are the creatures that
must ponder and talk. Pope John Paul II would surely point out to me
that his magisterium has always recognized this distinction, for "in
principio, erat verbum""In the beginning was the Word."

Carl Sagan
organized and attended the Vatican meeting that introduces this essay;
he also shared my concern for fruitful cooperation between the different
but vital realms of science and religion. Carl was also one of my dearest
friends. I learned of his untimely death on the same day that I read the
proofs for this essay. I could only recall Nehru's observations on Gandhi's
deaththat the light had gone out, and darkness reigned everywhere.
But I then contemplated what Carl had done in his short sixty-two years
and remembered John Dryden's ode for Henry Purcell, a great musician who
died even younger: "He long ere this had tuned the jarring spheres, and
left no hell below."
The days I spent with Carl in Rome were the best of our
friendship. We delighted in walking around the Eternal City, feasting on its
history and architectureand its food! Carl took special delight in the
anonymity that he still enjoyed in a nation that had not yet aired Cosmos,
the greatest media work in popular science of all time.
I dedicate this essay to his memory. Carl also shared my
personal suspicion about the nonexistence of soulsbut I cannot think
of a better reason for hoping we are wrong than the prospect of spending
eternity roaming the cosmos in friendship and conversation with this
wonderful soul.
[ Stephen Jay Gould, "Nonoverlapping Magisteria,"
Natural History 106 (March 1997): 16-22; Reprinted here with permission
from Leonardo's
Mountain of Clams and the Diet of Worms, New York: Harmony Books,
1998, pp. 269-83. ]
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